Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 4.2 The supervisory relationship with UK recognised bodies

BIPRU 7.9 Use of a CAD 1 model

SUP 3.11 Review of auditor’s client assets report

IFPRU 11.5 Intra-group financial support

COBS 9.6 Special rules for giving basic advice on a stakeholder product

PERG 8.6 Communicate

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 10A.14 Changes to an FCA-approved person's details

BIPRU 8.1 Application

IFPRU 11.7 Notifications

COCON 1.2 Investments

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

DISP App 1.6 Valuing Relevant Benefits

SUP App 3.6 Freedom to provide services

PR 3.1 Approval of prospectus

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

MCOB 6.9 Regulated sale and rent back agreements

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

SUP 5.3 Policy on the use of skilled persons