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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

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Effective Period

Similar To

LR 2.2 Requirements for all securities

SUP 13A.7 Top-up permission

EG 9.9 The effect of the FCA’s decision to withdraw approval

EG App 3.1 The FCA

IFPRU 4.2 Standardised approach

EG App 2.1 Purpose, status and application of the guidelines

IFPRU 3.2 Capital

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

CASS 5.5 Segregation and the operation of client money accounts

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

PERG 7.6 Applications for a certificate

SYSC 10.1 Application

SUP 10A.14 Changes to an FCA-approved person's details

COLL 6.2 Dealing

EG 15.3 Disqualification under section 345

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 15.4 Disqualification under section 249 or section 261K

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 13.5 Notices of intention

EG 15.1 Introduction