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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

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PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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