Search Result

221 - 240 of 1451 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

As Published: 2016

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions