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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

SUP 16.10 Verification of standing data

SUP 15.2 Purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

DEPP 6A.2 Deciding whether to take action

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

SUP 10A.3 Provisions related to the Act

SYSC 1.4 Application of SYSC 11 to SYSC 21

SYSC 13.7 Processes and systems

EG 8.1 Introduction

SUP 12.5 Contracts: required terms

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

MIPRU 2.3 Knowledge, ability and good repute

SUP 1A.2 Introduction

COBS 19.5 Independent governance committees (IGCs)

SUP 10A.5 Significant-influence functions

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms