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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

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Effective Period

Similar To

EG 16.4 The effect of a disapplication order

PERG 4.6 Advising on regulated mortgage contracts

SUP 13.6 Changes to branches

COLL 6.2 Dealing

COND 2.3 Effective supervision

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MCOB 8.5A Advised sales

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REC 3.18 Membership

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MCOB 5.5 Provision of illustrations

SYSC 19C.1 General application and purpose

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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BIPRU 3.2 The central principles of the standardised approach to credit risk

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

CONC 7.13 Data accuracy and outsourced activities

SUP 15.9 Notifications by members of financial conglomerates