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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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Effective Period

Similar To

COLL 6.2 Dealing

CASS 7.11 Treatment of client money

REC 6.8 Powers to supervise

SUP 6.2 Introduction

SUP 13.3 Establishing a branch in another EEA State

EG 4.11 Approach to interviews and interview procedures

LR 13.8 Other circulars

REC 3.18 Membership

DTR 1.5 Fees and sanctions

LR 10.8 Miscellaneous

SUP 18.1 Application

LR 13.5 Financial information in Class 1 Circulars

EG 19.6 Regulated Activities Order 2001 (RAO)

FEES 3.2 Obligation to pay fees

LR 5.6 Reverse takeovers

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 2.1 Case selection and the use of enforcement powers

EG 10.4 Other relevant powers

SUP App 3.6 Freedom to provide services