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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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LR 9.6 Notifications

PERG 8.37 AIFMD Marketing

REC 6.2 Applications

DTR 6.1 Information requirements for issuers of shares and debt securities

IFPRU 8.2 Large Exposures

IFPRU 4.12 Securitisation

REC 6.1 Introduction and legal background

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

FEES 3.1 Introduction

REC 3.23 Default

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation