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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)