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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009