Search Result

181 - 200 of 1430 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 1.1 Application

As Published: 2005

REC 1.1 Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA