Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

…

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 11.6 Use of dealing commission

COBS 11.1 Application

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

COBS 11.2 Best execution

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 6.1A Adviser charging and remuneration

COBS 20.2 Treating with-profits policyholders fairly

COLL 6.12 Risk management policy and risk measurement

COBS 2.3 Inducements

COBS 14.2 Providing product information to clients

COBS 11.3 Client order handling

COLL 6.13 Record keeping

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 12.3 EEA UCITS management companies

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COLL 7.7 UCITS mergers

COBS 14.3 Information about designated investments

COBS 4.1 Application

COLL 12.2 UK UCITS management companies

COBS 11.8 Recording telephone conversations and electronic communications