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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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Similar To

APER 4.2 Statement of Principle 2

SUP 10A.7 FCA required functions

CASS 11.3 Responsibility for CASS operational oversight

REC 2.4 Suitability

APER 4.1 Statement of Principle 1

REC 5.2 Application process

PERG 9.10 Significance of being an open-ended investment company

COND 1.1A Application

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

DEPP 3.2 The operation of the RDC

COCON 1.2 Investments

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 12.1 Application and purpose

PERG 4.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 8.3 Applying for a waiver

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State