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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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PR 3.2 Filing and publication of prospectus

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent