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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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SUP 15.13 Notification by CBTL firms

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 6.5D Serious financial hardship

DEPP 8.2 Use of the own-initiative variation of approval power: general

COND 2.5 Suitability

GENPRU 3.1 Application

SUP 9.2 Making a request for individual guidance

DEPP 6.7 Discount for early settlement

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

IFPRU 4.5 Internal ratings based approach: definition of default

EG 18.1 Cancellation on the FCA’s own-initiative

EG 14.2 Choice of powers

SUP 21.1 Form of waiver for energy market participants

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

FEES App 1.3 Application Fees

REC 4.2B Exercise of passport rights by a UK RIE

EG 5.2 When settlement decisions may take place

LR 4.3 Approval and publication of listing particulars