Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

…

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

…

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

…

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.10 Significance of being an open-ended investment company

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

EG App 3.1 The FCA

COCON 1.1 Application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

PR 5.6 Miscellaneous

EG 11.5 Other relevant powers

REC 6.6 Supervision

PERG 5.1 Application and purpose

CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

FEES 10.1 Application, purpose and background

PERG 9.6 The investment condition (section 236(3) of the Act): general