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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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DISP App 1.6 Valuing Relevant Benefits

CONC 14.1 Application

PERG 15.3 Payment Services

IFPRU 10.4 Capital conservation measures

CONC 1.2 Who? What? Where?

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COLL 6.12 Risk management policy and risk measurement

PERG 8.3 Financial promotion

BIPRU 8.6 Consolidated capital resources

CREDS 2.2 General provisions

PERG 8.10 Types of financial promotion

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration