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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

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Effective Period

Similar To

PERG 1.5 What other guidance about the perimeter is available from the FCA?

COBS 10.3 Warning the client

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

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REC 3.19 Investigations

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CREDS 8.3 Approved persons

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

GEN 6.1 Payment of financial penalties

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

SUP 10C.16 References and accurate information