Search Result

1421 - 1440 of 1469 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions