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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

As Published: 2015

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 16.7A Annual report and accounts

DISP App 1.1 Introduction

CASS 7.19 Clearing member client money sub-pools

COLL 12.4 UCITS product passport

EG 4.14 Joint investigations with the PRA

SYSC 3.2 Areas covered by systems and controls

EG App 3.2 BIS

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COND 1.3 General

REC 4.6 The section 296 power to give directions

CREDS 8.3 Approved persons

COLL 4.5 Reports and accounts

LR 13.5 Financial information in Class 1 Circulars

SUP 4.1 Application

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

EG 7.1 The FCA’s use of sanctions

COCON 4.2 Specific guidance on senior manager conduct rules

EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

PERG 2.10 Persons carrying on regulated activities who do not need authorisation