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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

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MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

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CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

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LR 13.2 Approval of circulars

EG App 3.6 COPFS

CONC 7.6 Exercise of continuous payment authority

EG App 3.7 The PPS

EG App 3.4 CPS

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

LR App 2.1

CONC 8.3 Pre contract information and advice requirements

DISP App 3.9 Other matters concerning redress

LR 7.1 Application and purpose

MCOB 7.6 Mortgages: event-driven information

CASS 7.13 Segregation of client money

BIPRU 13.4 CCR mark to market method

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading