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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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