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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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Similar To

REC 6A.2 Removal of passport rights from EEA market operator

PERG 9.3 The definition

LR 13.2 Approval of circulars

REC 6.2 Applications

INSPRU 7.1 Application

GENPRU 1.3 Valuation

FEES 1.1 Application and Purpose

CASS 7A.2 Primary pooling events

PERG 2.3 The business element

COLL 8.5 Powers and responsibilities

BIPRU 13.4 CCR mark to market method

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading