Search Result

661 - 680 of 1275 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports