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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM WHOSE PERMISSION DOES NOT INCLUDE ESTABLISHING, OPERATING OR WINDING UP A PERSONAL PENSION SCHEME

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

FEES App 1 Annex 2 Further information on fees

As Published: 2012

FEES App 1 Annex 2 Further information on fees

SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2016 to 31 March 2017

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

EG 3.2 Information requests (section 165)

As Published: 2016

EG 3.2 Information requests (section 165)