Search Result

421 - 440 of 1215 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

CONC 4.7 Information to be provided on entering a current account agreement

As Published: 2014

CONC 4.7 Information to be provided on entering a current account agreement

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

MCOB 13.2 Purpose

As Published: 2006

MCOB 13.2 Purpose

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose