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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

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PR App 3.1

As Published: 2005

PR App 3.1

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

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IFPRU 1.5 Notification of FINREP reporting

As Published: 2014

IFPRU 1.5 Notification of FINREP reporting

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MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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