Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

…

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.9 Transaction recording

REC 6.7 Notification rules for overseas recognised bodies

SUP 14.1 Application and purpose

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

SUP 16.20 Submission of recovery plans and information for resolution plans

COBS 2.4 Agent as client and reliance on others

REC 2A.3 Guidance on RAP recognition requirements

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

PERG 4.6 Advising on regulated mortgage contracts

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy