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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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SUP App 3.6 Freedom to provide services

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SUP 10C.3 General material about the definition of controlled functions

COLL 6.12 Risk management policy and risk measurement

SUP 14.6 Cancelling qualification for authorisation

REC 3.18 Membership

EG 20.1 Introduction

EG App 3.1 The FCA

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PR 5.6 Miscellaneous

EG 11.5 Other relevant powers

REC 6.6 Supervision

FEES 10.1 Application, purpose and background

CASS 7.19 Clearing member client money sub-pools

REC 2.8 Settlement and clearing facilitation services

REC 4.2F Information gathering power on FCA’s own initiative

REC 3.21 Criminal offences and civil prohibitions

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme