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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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Similar To

PERG 4.5 Arranging regulated mortgage contracts

FEES 9.2 PSR fees

DTR 5.6 Disclosures by issuers

SUP 11.4 Requirements on firms

LR 13.2 Approval of circulars

SUP 16.1 Application

COND 1.3 General

REC 4.2 The supervisory relationship with UK recognised bodies

LR 9.4 Documents requiring prior approval

PR 5.3 Certificate of approval

FEES 1.1 Application and Purpose

IFPRU 3.2 Capital

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy