Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

DTR 1.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FCA

…

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 4.14 Joint investigations with the PRA

EG 19.15 The conduct of investigations under the Money Laundering Regulations

SUP 15.2 Purpose

DEPP 6.7 Discount for early settlement

SUP 10C.9 Minimising overlap with the PRA approved persons regime

RCB 2.2 Applying for registration

CASS 5.5 Segregation and the operation of client money accounts

LR 15.2 Requirements for listing

LR 3.2 Application for admission to listing

REC 4.9 Disciplinary measures

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

SUP 2.1 Application and purpose

SYSC 2.1 Apportionment of Responsibilities

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy