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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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Similar To

REC 2.10 Financial crime and market abuse

EG 16.2 Disapplication orders

PERG 5.2 Introduction

PERG 8.1 Application and purpose

REC 2.7 Access to facilities

LR 2.2 Requirements for all securities

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

EG 4.11 Approach to interviews and interview procedures

REC 3.24 Transfers of ownership

REC 6.8 Powers to supervise

SYSC 6.1 Compliance

REC 3.5 Disciplinary action and events relating to key individuals

REC 2A.4 Power and procedure for RAP penalties and censures

SUP 13.2 Introduction

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

PERG 5.3 Contracts of insurance

DTR 8.4 Continuing obligations

PERG 8.37 AIFMD Marketing

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DEPP 7.1 Application and purpose