Search Result

201 - 220 of 1465 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

MCOB 11.7 Transitional arrangements

As Published: 2012

MCOB 11.7 Transitional arrangements

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources