Search Result

941 - 960 of 1450 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

DTR 2.6 Control of inside information

As Published: 2016

DTR 2.6 Control of inside information

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application