Search Result

401 - 420 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 15.2 General

As Published: 2011

PERG 15.2 General

DISP App 3.6 Determining the effect of a breach or failing

As Published: 2010

DISP App 3.6 Determining the effect of a breach or failing

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices