Search Result

361 - 380 of 1548 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

FEES 11.1 Application, purpose and background

As Published: 2015

FEES 11.1 Application, purpose and background

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SUP 10A.2 Purpose

As Published: 2013

SUP 10A.2 Purpose

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers