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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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Similar To

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SUP 5.5 Duties of firms

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SUP 18.1 Application

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

COND 1.3 General

DTR 8.2 Approval as a primary information provider

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

FIT 1.2 Introduction

PR 3.3 Advertisements

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration