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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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LR 8.4 Role of a sponsor: transactions

REC 3.4 Key individuals and internal organisation

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PERG 8.37 AIFMD Marketing

EG 20.2 Information gathering and investigation powers

SUP 5.6 Confidential information and privilege

COLL 11.6 Winding up, merger and division of master UCITS

PR 3.1 Approval of prospectus

REC 4.4 Complaints

PERG 2.2 Introduction

IFPRU 8.1 Prudential consolidation

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy