Search Result

281 - 300 of 1455 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation