Search Result

181 - 200 of 1040 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2015

IPRU-INV 12.1 APPLICATION AND PURPOSE

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money