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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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EG 2.2 Case selection: Firms and individuals, market abuse cases and listing matters

SUP 15.6 Inaccurate, false or misleading information

PERG 8.10 Types of financial promotion

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 8.2 Large Exposures

SUP 17.2 Making transaction reports

SUP 13.3 Establishing a branch in another EEA State

COND 1.3 General

REC 3.4 Key individuals and internal organisation

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 12.1 The FCA’s general approach

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

APER 3.1 Introduction

SUP 15.13 Notification by CBTL firms

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 6.5D Serious financial hardship

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

DEPP 8.2 Use of the own-initiative variation of approval power: general