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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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SUP 14.1 Application and purpose

CONC 3.2 Financial promotion general guidance

DTR 1.4 Suspension of trading

SYSC 19E.2 Remuneration policies and practices

SYSC 19B.1 Application

CONC 7.11 Disclosures relating to “authority” or “status”

CASS 7A.2 Primary pooling events

PERG 8.8 Having an effect in the United Kingdom

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

CONC 7.17 Notice of sums in arrears under P2P agreements for fixed-sum credit

MAR 1.3 Market abuse (insider dealing)

DTR 2.2 Disclosure of inside information

BIPRU 13.5 CCR standardised method

PERG 13.7 The territorial application of MiFID

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

PERG 2.6 Specified investments: a broad outline

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 18.1 Application

PRIN 1.2 Clients and the Principles

REC 3.4 Key individuals and internal organisation