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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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IFPRU 11.3 Group recovery plans

As Published: 2015

IFPRU 11.3 Group recovery plans

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PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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DTR 4.3A Reports on payments to governments

As Published: 2014

DTR 4.3A Reports on payments to governments

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COLL 6.3 Valuation and pricing

FEES 5.5B Case fees

SUP 16.2 Purpose

FEES App 1.3 Application Fees

REC 3.14A Operation of a regulated market or MTF

COLL 12.2 UK UCITS management companies

FEES 6.5 Compensation costs

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading