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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 5.2 Certification regime

As Published: 2015

SYSC 5.2 Certification regime

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

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