Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.6 Reporting requirements

BIPRU 2.2 Internal capital adequacy standards

REC 3.5 Disciplinary action and events relating to key individuals

EG 2.12 Co-operation

MCOB 4.10 Home purchase plans: sales standards

MCOB 4.4A Initial disclosure requirements

GEN 4.2 Purpose

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 13.2 Introduction

SUP 13A.7 Top-up permission

EG 11.3 The FCA’s choice of powers

PERG 1.2 Introduction

PERG 5.3 Contracts of insurance

MAR 4.3 Support of the Takeover Panel's Functions

PERG 8.5 In the course of business

CASS 7A.1 Application and purpose

SUP 3.7 Notification of matters raised by auditor

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading