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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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SUP 10C.5 FCA governing functions

As Published: 2015

SUP 10C.5 FCA governing functions

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MAR 8.2 Requirements for benchmark submitters

As Published: 2013

MAR 8.2 Requirements for benchmark submitters

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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