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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 16.20 Submission of recovery plans and information for resolution plans

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

LR 15.3 Listing applications and procedures

As Published: 2010

LR 15.3 Listing applications and procedures

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction