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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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