Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

…

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

As Published: 2016

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

EG 7.6 Private warnings

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 19.3 Credit Unions Act 1979

COCON 4.1 Specific guidance on individual conduct rules

MAR 5.6 Reporting requirements

EG 19.17 Regulated Covered Bonds Regulations 2008

COLL 4.2 Pre-sale notifications

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

REC 6A.2 Removal of passport rights from EEA market operator

IFPRU 4.7 Internal ratings based approach: loss given default

COCON 2.3 Firms: training and breaches

MAR 2.5 The Price Stabilising Rules: overseas provisions

REC 3.3 Waivers

PERG 8.14 Other financial promotions

MAR 8.3 Requirements for benchmark administrators

FEES 9.2 PSR fees

DISP 1.11 The Society of Lloyd's

EG 5.4 Multiple parties and third party rights in enforcement action involving warning and decision notices