Search Result

121 - 140 of 1135 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)